Sr Forms and Compliance Consultant

Sr Forms and Compliance Consultant

  • ,
  • Regulatory/Compliance
  • FullTimeRegular

The James Allen Companies Inc.

Senior Forms And Compliance Consultant


We are currently seeking a seasoned Senior Forms and Compliance Consultant to work at one of our offices (Santa Monica, CA, Boca Raton, FL, Cincinnati, OH, Fort Worth, TX, or Jersey City, NJ), or as a full-time or part-time telecommuter. The Senior Forms and Compliance Consultant is responsible for multi-consulting projects for insurance agencies, insurers, self-insureds, insurtechs, Managing General Agents (“MGAs”) and other clients.


  • Competitive salary including merit-based bonus plan
  • Flexible Work Program
  • Clear opportunities for career progression
  • Company-funded professional educational program
  • Generous benefits including: PTO, medical/dental/vision insurance and 401K with matching Company contributions
  • Friendly, dynamic work environment
  • Visible management commitment to our company core values of: Diversity & Inclusion, Environmental, Community and Employee Wellbeing, Excellent Work Product, Innovation, Integrity, and Superior Customer Experience


  • Review insurance company coverage forms for compliance with state specific requirements
  • Draft insurance company coverage forms
  • Perform coverage comparisons of forms of two or more insurance companies
  • Complete state Departments of Insurance (“DOI”) requirements’ checklists
  • Respond to interrogatories from the DOI on form filings
  • Review client operations for compliance risks
  • Lead client projects
  • Effectively complete projects within defined project timelines and budget
  • Assist other consultants with similar responsibilities
  • Peer review of other’s work product
  • Effectively interact with other practice groups within the firm
  • Identify risks (e.g. regulatory change management, licensing/appointments, advertising) related to compliance with requirements set forth by regulatory authorities
  • Identify risks (e.g. underwriting and claims manuals, best practices) related to operational gaps and/or inefficiencies


  • Minimum six years Commercial Lines product knowledge and form drafting experience
  • Self-directed, able to create a plan, prioritize initiatives and execute independently and in collaboration with others
  • Strong attention to detail
  • Excellent verbal/written communication skills
  • Effective project and time management
  • Demonstrated experience successfully handling multiple complex projects at one time
  • Proficiency with Microsoft Office products, including Word, Excel and PowerPoint
  • Proficiency with, ISONET, NILS, and Lexis Nexis
  • Bachelor’s degree from an accredited college or university, or equal experience
  • Max. file size: 300 MB.
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